This notice is to advise of changes to the annual reporting requirements for non-ADI participants of ASX Clear (Futures) (including OTC participants) that are also participants of ASX Clear:
Such participants no longer required to submit an Annual Audited NTA Return under ASX Clear (Futures) Rule 8.5(b) and/or OTC Rule 3.3(b)(ii). This change has been reflected in the updated Capital Requirements Guidance available here.
Such participants are also no longer required to submit Form 2 of the annual audit certificate set out in ASX Clear (Futures) Operating Rules Procedure 4.14(a) but are still required to submit Form 1. A marked up version of the amendment is provided here.
Participants that require further information should refer to section 6 of the Capital Requirements Guidance.
Colm Grace, General Manager, Clearing Risk Policy and Management
1800 636 850