Notice

Annual Audit – Clearing House Electronic Subregister System (CHESS)

What's this about:
  • Operations
  • Compliance
  • Risk
  • Technology
  • Rules
  • Equities
  • Exchange Traded Products (ETP) & mFund
  • OTC Cleared
Notice reference number: 0733.23.07
Date published: 27/07/23
Effective as of: 27/07/23
Last updated: 27/07/23

Pursuant to ASX Settlement Rules 12.3.1 and 12.3.2 and ASX Clear Operating Rules 1.22.1 and 1.22.2 attached to this Notice is the Assurance Report on Controls at a Service Organisation relating to the Clearing House Electronic Subregister System (CHESS) for the period 1 July 2022 – 30 June 2023.

The report has been prepared in compliance with ASAE 3402: Assurance Reports on Controls at a Service Organisation.

What do I need to do by when?

No action required.

Need more information?

Issued by

Andrew Jones, Acting Group Executive, Securities and Payments

Contact information

ASX Customer Service

+61 (02) 9338 0000

info@asx.com.au

 

Disclaimer