Notice

Quarterly ASX Compliance Enforcement Circular - Q4 2023

What's this about:
  • ASX 24 Market
  • ASX Market
  • Equities
  • Trading
  • Clearing
  • Settlement
  • Product
  • Operations
  • Market Data
  • Rules
  • Compliance
  • Risk
  • OTC Cleared
Notice reference number: 0126.24.02
Date published: 13/02/24
Effective as of: 13/02/24
Last updated: 13/02/24

This notice contains a summary of the enforcement actions taken by the Enforcement Team and Participant Compliance for the fourth quarter of 2024.

What do I need to do by when?

Please see attachment here.

Need more information?

Issued by

Daniel Moran, Chief Compliance Officer

Contact information

Michael Bridge
Senior Manager, Enforcement
+61 2 9338 0000
asx.com.au/contact

Disclaimer