Notice

Updates to Pro Forma Auditor’s Report on Financial Information and Annual Audit Certificate

What's this about:
  • ASX 24 Market
  • ASX Market
  • Clearing
  • Rules
  • Compliance
  • Annual Audit Certificate
  • audit report
  • capital requirements
  • pro forma
Notice reference number: 0334.25.04
Date published: 01/04/25
Effective as of: 01/04/25
Last updated: 01/04/25

ASX has today published changes to the Pro Forma Auditor's Report on Financial Information set out in ASX Clear Operating Rules Procedures Annexure 4.4.3-1 and the Annual Audit Certificate set out in ASX Clear (Futures) Operating Rules Procedures Determinations and Practice Notes Rule 4.14(a).

A marked up copy of the ASX Clear amendments is available here.

A marked up copy of the ASX Clear (Futures) amendments is available here.

What's changing?

The changes are as follows:

1.      Amended section references to reflect the Annual Audited Return and the Annual Audited NTA Return in ASX’s Financial Returns Application which went live on 21 February 2025, replacing the Return Lodgement and Monitoring system.

2.      Correction of a typographical errors in the Pro Forma Auditor’s Report on Financial Information, namely removal of asterisks that were retained at a previous update in error.

What do I need to do by when?

ASX Clear and ASX Clear (Futures) non-bank participants must use the amended templates for financial year-ends 31 March 2025 onwards.

Effective date

These changes become effective from 1 April 2025.

Need more information?

Issued by

Colm Grace, General Manager, Clearing Risk Policy & Credit

Contact information

Counterparty Risk Assessment
1800636850
CRAteam@asx.com.au

 

Disclaimer