Notice

Quarterly ASX Compliance Enforcement Circular – Q3 2025

What's this about:
  • ASX Market
  • ASX 24 Market
  • Trading
  • Clearing
  • Settlement
  • Product
  • Operations
  • Market Data
  • Rules
  • Compliance
  • Risk
  • Equities
  • OTC Cleared
Notice reference number: 1630.25.12
Date published: 10/12/25
Effective as of: 12/12/25
Last updated: 10/12/25

This notice contains a summary of the enforcement actions taken by the Enforcement Team and Participant Compliance for the third quarter of 2025.

What do I need to do by when?

Please see attachment here.

Need more information?

Issued by

Garth Riddell, Acting Chief Compliance Officer

Contact information

ASX Investor Support

T  +02 9338 0000
www.asx.com/contact

Disclaimer